Ng, Hon Choi 吳漢材
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIIS Limited | Rep | Advising on securities | 2007-06-05 | 2007-08-28 | Rep | Dealing in securities | 2007-06-05 | 2007-08-28 |
| 2 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Asset management | 2022-07-15 | Rep | Dealing in securities | 2022-07-15 |
| 3 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-23 | 2009-10-08 |
| 4 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Advising on futures contracts | 2008-03-14 | 2008-04-23 | Rep | Advising on securities | 2008-03-14 | 2008-04-23 | Rep | Asset management | 2008-03-14 | 2008-04-23 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-06-03 | 2020-08-31 |
| 6 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2004-12-18 | 2006-03-29 |
| 7 | Quam Securities Limited | Rep | Dealing in securities | 2010-02-17 | 2014-05-10 |
| 8 | Rifa Securities Limited | Rep | Dealing in securities | 2007-11-21 | 2007-12-17 |
| 9 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-08-30 | 2004-09-23 |
| 10 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-30 | 2004-09-23 |
| 11 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-08-30 | 2004-09-23 |
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