Ng, Ka Shun 吳家順
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Agg. Asset Management Limited | RO | Advising on securities | 2017-05-04 | 2020-10-12 | RO | Asset management | 2017-05-04 | 2020-10-12 | RO | Dealing in securities | 2017-05-04 | 2020-10-12 | Rep | Advising on securities | 2020-10-12 | 2020-10-12 | Rep | Asset management | 2020-10-12 | 2020-10-12 | Rep | Dealing in securities | 2020-10-12 | 2020-10-12 |
2 | Atlantic Asset Management Limited | RO | Advising on securities | 2013-11-06 | 2016-08-16 | RO | Asset management | 2013-11-06 | 2016-08-16 |
3 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-11-10 | 2007-11-07 | Rep | Advising on futures contracts | 2006-02-07 | 2007-11-07 |
4 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-11-10 | 2007-11-07 | Rep | Advising on securities | 2006-03-15 | 2007-11-07 | Rep | Asset management | 2007-03-26 | 2007-11-07 |
5 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2013-07-17 | 2016-08-16 | Rep | Dealing in securities | 2013-07-17 | 2016-08-16 |
6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-06-05 | 2004-07-06 | Rep | Advising on futures contracts | 2003-10-07 | 2004-07-06 |
7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-06-05 | 2004-07-06 |
8 | Quam Securities Limited | Rep | Advising on securities | 2007-11-19 | 2013-07-06 | Rep | Asset management | 2007-11-19 | 2013-07-06 | Rep | Dealing in futures contracts | 2007-11-19 | 2013-07-06 | Rep | Dealing in securities | 2007-11-19 | 2013-07-06 |
9 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-21 | 2004-11-10 |
10 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-07-21 | 2004-11-10 |
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