Ng, Ka Shun 吳家順

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Agg. Asset Management Limited RO Advising on securities 2017-05-04 2020-10-12
RO Asset management 2017-05-04 2020-10-12
RO Dealing in securities 2017-05-04 2020-10-12
Rep Advising on securities 2020-10-12 2020-10-12
Rep Asset management 2020-10-12 2020-10-12
Rep Dealing in securities 2020-10-12 2020-10-12
2 Atlantic Asset Management Limited RO Advising on securities 2013-11-06 2016-08-16
RO Asset management 2013-11-06 2016-08-16
3 Evergrande Futures (Hong Kong) Limited Rep Dealing in futures contracts 2004-11-10 2007-11-07
Rep Advising on futures contracts 2006-02-07 2007-11-07
4 Evergrande Securities (Hong Kong) Limited Rep Dealing in securities 2004-11-10 2007-11-07
Rep Advising on securities 2006-03-15 2007-11-07
Rep Asset management 2007-03-26 2007-11-07
5 Glory Sun Securities Limited Rep Dealing in futures contracts 2013-07-17 2016-08-16
Rep Dealing in securities 2013-07-17 2016-08-16
6 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2003-06-05 2004-07-06
Rep Advising on futures contracts 2003-10-07 2004-07-06
7 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2003-06-05 2004-07-06
8 Quam Securities Limited Rep Advising on securities 2007-11-19 2013-07-06
Rep Asset management 2007-11-19 2013-07-06
Rep Dealing in futures contracts 2007-11-19 2013-07-06
Rep Dealing in securities 2007-11-19 2013-07-06
9 SHUN LOONG FUTURES LIMITED Rep Dealing in futures contracts 2004-07-21 2004-11-10
10 SHUN LOONG SECURITIES COMPANY LIMITED Rep Dealing in securities 2004-07-21 2004-11-10

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