Ng, Sik Chiu 吳錫釗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Quam Securities Limited | Rep | Dealing in securities | 2011-08-11 | 2012-06-29 |
2 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-09-15 | 2012-06-29 |
3 | SINOMAX SECURITIES LIMITED | Rep | Dealing in securities | 2012-11-02 | 2016-08-19 |
4 | SINOMAX SECURITIES LIMITED | RO | Advising on securities | 2016-08-19 | |
5 | SINOMAX SECURITIES LIMITED | RO | Asset management | 2016-08-19 | |
6 | SINOMAX SECURITIES LIMITED | RO | Dealing in securities | 2016-08-19 |
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