Pham, Ngoc Bich 范玉碧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CIBC Global Asset Management (Asia) Limited | RO | Advising on securities | 2005-01-03 | RO | Advising on futures contracts | 2005-12-01 | RO | Asset management | 2006-02-01 |
2 | Quam Securities Limited | Rep | Dealing in futures contracts | 2010-07-21 | 2012-01-28 | Rep | Dealing in securities | 2010-07-21 | 2012-01-28 |
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