Sy, Gregory Wang Ngai 施宏毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Black Marble Securities Limited | Rep | Dealing in securities | 2016-08-02 | 2017-12-21 |
| 2 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2007-12-27 | 2008-11-28 | Rep | Asset management | 2008-04-22 | 2008-11-28 |
| 3 | Quam Securities Limited | Rep | Advising on securities | 2010-01-13 | 2016-04-30 | Rep | Asset management | 2010-01-13 | 2016-04-30 | Rep | Dealing in securities | 2010-02-10 | 2016-04-30 | Rep | Dealing in futures contracts | 2014-11-24 | 2016-04-30 |
| 4 | WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2009-02-09 | 2009-11-23 | Rep | Asset management | 2009-02-09 | 2009-11-23 |
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