Tai, Alan Ngar Lun 戴雅麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-09-10 | |
| 2 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-09-10 | |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-09-10 | |
| 4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-09-10 | |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-09-10 | |
| 6 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-09-10 | |
| 7 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Asset management | 2004-09-10 | |
| 8 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Asset management | 2004-09-10 | |
| 9 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Asset management | 2004-09-10 | |
| 10 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2004-09-10 | |
| 11 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | |
| 12 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-01-24 | |
| 13 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-01-24 | |
| 14 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-01-30 | 2009-12-11 |
| 15 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-12-22 | 2011-01-06 |
| 16 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-01-12 | 2011-06-29 |
| 17 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-07-07 | |
| 18 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-01-24 | |
| 19 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-24 | |
| 20 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-30 | 2009-12-11 |
| 21 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-22 | 2011-01-06 |
| 22 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-01-12 | 2011-06-29 |
| 23 | Quam Securities Limited | Rep | Dealing in securities | 2011-07-07 |
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