Tong, Geoffrey Ka Wai 唐家偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Credit International Securities Co., Limited | Rep | Advising on securities | 2018-03-21 | 2018-05-28 | Rep | Asset management | 2018-03-21 | 2018-05-28 | RO | Advising on securities | 2018-05-28 | 2020-08-20 | RO | Asset management | 2018-05-28 | 2020-08-20 | RO | Dealing in securities | 2020-04-21 | 2020-08-20 |
| 2 | FDB Financial Group Limited | RO | Advising on securities | 2021-07-19 | 2021-10-21 | RO | Asset management | 2021-07-19 | 2021-10-21 |
| 3 | QMIS Asset Management Limited | RO | Advising on securities | 2022-08-05 | RO | Asset management | 2022-08-05 |
| 4 | QMIS Securities Limited | RO | Dealing in securities | 2022-08-05 | |
| 5 | Quam Securities Limited | Rep | Dealing in securities | 2011-05-09 | 2018-03-07 | Rep | Dealing in futures contracts | 2012-04-10 | 2018-03-07 | Rep | Asset management | 2017-08-10 | 2018-03-07 |
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