Wong, Philip Chi Hung 王智雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Eddid Securities and Futures Limited | Rep | Advising on futures contracts | 2022-12-13 | 2022-12-14 | Rep | Advising on securities | 2022-12-13 | 2022-12-14 | Rep | Asset management | 2022-12-13 | 2022-12-14 | Rep | Dealing in futures contracts | 2022-12-13 | 2022-12-14 | Rep | Dealing in securities | 2022-12-13 | 2022-12-14 | RO | Advising on futures contracts | 2022-12-14 | RO | Advising on securities | 2022-12-14 | RO | Asset management | 2022-12-14 | RO | Dealing in futures contracts | 2022-12-14 | RO | Dealing in securities | 2022-12-14 |
| 2 | Quam Securities Limited | Rep | Dealing in securities | 2009-06-22 | 2015-10-23 | Rep | Dealing in futures contracts | 2009-06-22 | 2016-01-13 | Rep | Asset management | 2011-07-22 | 2016-12-13 | RO | Dealing in securities | 2015-10-23 | 2018-11-30 | RO | Dealing in futures contracts | 2016-01-13 | 2018-11-30 | RO | Advising on securities | 2016-09-21 | 2018-11-30 | RO | Asset management | 2016-12-13 | 2018-11-30 |
| 3 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2019-04-03 | 2022-08-19 | RO | Advising on securities | 2019-04-03 | 2022-08-19 | RO | Asset management | 2019-04-03 | 2022-08-19 |
| 4 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2019-04-03 | 2022-08-19 |
| 5 | SHANXI SECURITIES INTERNATIONAL LIMITED | RO | Dealing in securities | 2019-04-03 | 2022-08-19 |
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