Yuen, Ka Chi 阮家志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2021-03-31 | 2021-05-14 |
2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-03-27 | 2006-12-01 |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-03-27 | 2006-12-01 |
4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-03-06 | 2019-12-02 |
5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2017-03-06 | 2019-12-02 |
6 | orientiert XYZ Securities Limited | Rep | Dealing in futures contracts | 2019-12-18 | 2020-01-06 | Rep | Dealing in securities | 2019-12-18 | 2020-01-06 |
7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-01-18 | 2011-05-07 | Rep | Advising on futures contracts | 2009-03-18 | 2010-06-30 | Rep | Dealing in futures contracts | 2014-09-16 | 2016-07-01 |
8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-01-18 | 2011-05-07 | Rep | Dealing in securities | 2014-09-16 | 2016-07-01 |
9 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-06-14 | 2014-09-09 | Rep | Dealing in securities | 2011-06-14 | 2014-09-09 |
10 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2020-04-09 | 2021-01-31 | Rep | Dealing in securities | 2020-04-09 | 2021-01-31 |
11 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2021-06-02 | 2022-04-04 |
12 | Yunfeng Securities Limited | Rep | Dealing in securities | 2021-06-02 | 2022-04-04 |
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