Yuen, Ka Chi 阮家志

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2006-03-27 2006-12-01
2 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2006-03-27 2006-12-01
3 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2007-01-18 2011-05-07
4 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2007-01-18 2011-05-07
5 PHILLIP COMMODITIES (H.K.) LIMITED Rep Advising on futures contracts 2009-03-18 2010-06-30
6 Quam Securities Limited Rep Dealing in futures contracts 2011-06-14 2014-09-09
7 Quam Securities Limited Rep Dealing in securities 2011-06-14 2014-09-09
8 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2014-09-16 2016-07-01
9 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2014-09-16 2016-07-01
10 FULBRIGHT FUTURES LIMITED Rep Dealing in futures contracts 2017-03-06 2019-12-02
11 FULBRIGHT SECURITIES LIMITED Rep Dealing in securities 2017-03-06 2019-12-02
12 orientiert XYZ Securities Limited Rep Dealing in futures contracts 2019-12-18 2020-01-06
13 orientiert XYZ Securities Limited Rep Dealing in securities 2019-12-18 2020-01-06
14 SINOPAC SECURITIES (ASIA) LIMITED Rep Dealing in futures contracts 2020-04-09 2021-01-31
15 SINOPAC SECURITIES (ASIA) LIMITED Rep Dealing in securities 2020-04-09 2021-01-31
16 CAITONG INTERNATIONAL SECURITIES CO., LIMITED Rep Dealing in securities 2021-03-31 2021-05-14
17 Yunfeng Financial Markets Limited Rep Dealing in securities 2021-06-02 2022-04-04
18 Yunfeng Securities Limited Rep Dealing in securities 2021-06-02 2022-04-04

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