Ma, Michelle Hiu Nga 麻曉雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Securities Limited | Rep | Advising on securities | 2018-07-26 | 2019-05-29 | Rep | Dealing in securities | 2018-07-26 | 2019-05-29 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2015-10-23 | 2017-04-08 |
| 3 | Gopher Redwoods Asset Management Limited | Rep | Advising on securities | 2019-09-03 | 2021-05-10 | Rep | Asset management | 2019-10-14 | 2021-05-10 |
| 4 | KILMOREY SECURITIES LIMITED | Rep | Advising on securities | 2018-01-29 | 2018-05-28 | Rep | Dealing in securities | 2018-01-29 | 2018-05-28 | RO | Advising on securities | 2018-05-28 | 2018-07-05 | RO | Dealing in securities | 2018-05-28 | 2018-07-05 |
| 5 | LBN Advisers Limited | Rep | Asset management | 2014-09-05 | 2015-09-30 |
| 6 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-06-02 | Rep | Asset management | 2021-06-02 | Rep | Dealing in securities | 2021-06-24 |
| 7 | RAYS Capital Partners Limited | Rep | Asset management | 2011-08-05 | 2013-11-04 | Rep | Advising on securities | 2011-12-14 | 2013-11-04 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2010-11-01 | 2011-05-06 |
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