Fung, Kar Wah 馮嘉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-11-01 | 2008-09-16 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-11-11 | 2008-09-16 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-10-30 | 2004-08-12 |
| 4 | DBS VICKERS SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-21 | Rep | Advising on securities | 2003-10-21 | Rep | Asset management | 2003-10-21 | Rep | Dealing in securities | 2003-10-22 |
| 5 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2013-02-28 | Rep | Dealing in securities | 2008-10-10 | 2013-02-28 |
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