Raman, Lalita
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-11-18 | 2007-07-16 | Rep | Dealing in securities | 2009-07-24 | 2012-01-09 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-01 | 2009-07-06 | Rep | Advising on futures contracts | 2007-08-15 | 2009-07-06 | Rep | Advising on securities | 2007-08-15 | 2009-07-06 | Rep | Dealing in futures contracts | 2007-08-15 | 2009-07-06 |
| 3 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-07-23 | 2004-02-24 |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-07-23 | 2004-02-24 |
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