Kwan, Karen Po Chee 關寶芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-10-17 | 2015-05-29 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2007-06-14 | 2009-02-13 | Rep | Dealing in securities | 2007-06-14 | 2009-02-13 |
| 3 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2022-08-01 | Rep | Asset management | 2022-08-01 | Rep | Dealing in securities | 2022-08-01 |
| 4 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2022-08-01 | Rep | Dealing in securities | 2022-08-01 |
| 5 | Religare Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2009-07-20 | 2012-09-06 | Rep | Advising on securities | 2009-10-21 | 2012-09-06 |
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