Lo, Ka Leong (SFC:AUH576) 羅家亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2018-06-15 | Rep | Asset management | 2018-07-16 |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-07-10 | 2018-04-11 | RO | Advising on securities | 2018-04-11 | 2018-05-30 |
| 3 | Religare Capital Markets (Hong Kong) Limited | Rep | Advising on securities | 2011-08-23 | 2014-04-30 |
| 4 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-01-06 | 2011-06-20 |
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