Chung, Alden Kam Wah 鍾金華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AD Capital Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-09-08 | 2009-12-11 | RO | Advising on securities | 2004-09-08 | 2009-12-11 | RO | Asset management | 2004-09-08 | 2009-12-11 |
| 2 | ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2015-06-12 | 2018-10-31 | RO | Asset management | 2015-06-12 | 2018-10-31 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-15 | Rep | Advising on securities | 2003-12-15 | Rep | Asset management | 2003-12-15 | Rep | Dealing in securities | 2004-01-28 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-15 | Rep | Advising on securities | 2003-12-15 | Rep | Asset management | 2003-12-15 | Rep | Dealing in securities | 2004-01-28 |
| 5 | RICHLAND CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2010-07-05 | 2013-04-30 | Rep | Asset management | 2010-07-05 | 2013-04-30 |
| 6 | Yupei Fortune Capital Limited | Rep | Advising on securities | 2019-04-23 | 2019-05-10 | Rep | Asset management | 2019-04-23 | 2019-05-10 | Rep | Dealing in securities | 2019-04-23 | 2019-05-10 | RO | Advising on securities | 2019-05-10 | 2024-01-31 | RO | Asset management | 2019-05-10 | 2024-01-31 | RO | Dealing in securities | 2019-05-10 | 2024-01-31 |
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