Lee, Gary (SFC:AUP537) 李嘉瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Anatole Investment Management Limited | RO | Asset management | 2016-05-24 | |
2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-07-11 | 2014-07-09 | RO | Dealing in securities | 2014-07-09 | 2015-03-07 |
3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2012-04-10 | 2013-05-30 |
4 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-06-15 | 2012-02-03 |
5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-01-22 | 2011-06-01 | Rep | Dealing in securities | 2012-02-20 | 2012-03-28 |
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