Fan, Ernest Kwong Hung 范廣鴻

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2003-07-03
Rep Advising on securities 2003-07-03
Rep Asset management 2003-07-03
Rep Dealing in securities 2003-07-03
2 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2004-01-13 2004-02-09
3 DAIWA SECURITIES SMBC (ASIA) LIMITED Rep Dealing in securities 2004-01-13 2004-02-09
4 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2004-01-13 2004-02-09
5 Newedge Broker Hong Kong Limited Rep Advising on futures contracts 2003-07-03
Rep Asset management 2003-07-03
Rep Automated trading services 2003-07-03
Rep Dealing in futures contracts 2003-07-03
6 Premier Q Futures Limited Rep Dealing in futures contracts 2003-07-11 2004-01-07
Rep Dealing in futures contracts 2004-03-01 2006-01-31
7 Premier Q Securities Limited Rep Dealing in securities 2003-07-11 2004-01-07
Rep Dealing in securities 2004-03-01 2006-01-31
8 SANFULL FUTURES LIMITED Rep Dealing in futures contracts 2008-11-20
9 SANFULL SECURITIES LIMITED Rep Dealing in securities 2008-11-20
10 SG Asset Finance (Hong Kong) Limited Rep Advising on corporate finance 2003-07-03
Rep Advising on securities 2003-07-03
Rep Asset management 2003-07-03
Rep Automated trading services 2003-07-03
Rep Dealing in securities 2003-07-03
11 UPBEST COMMODITIES COMPANY LIMITED Rep Dealing in futures contracts 2006-02-03 2008-11-03
12 UPBEST SECURITIES COMPANY LIMITED Rep Dealing in securities 2006-02-03 2008-11-03

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