Fan, Ernest Kwong Hung 范廣鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-03 | |
| 2 | CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2003-07-03 | |
| 3 | CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2003-07-03 | |
| 4 | CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-07-03 | |
| 5 | Newedge Broker Hong Kong Limited | Rep | Advising on futures contracts | 2003-07-03 | |
| 6 | Newedge Broker Hong Kong Limited | Rep | Asset management | 2003-07-03 | |
| 7 | Newedge Broker Hong Kong Limited | Rep | Automated trading services | 2003-07-03 | |
| 8 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2003-07-03 | |
| 9 | SG Asset Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-07-03 | |
| 10 | SG Asset Finance (Hong Kong) Limited | Rep | Advising on securities | 2003-07-03 | |
| 11 | SG Asset Finance (Hong Kong) Limited | Rep | Asset management | 2003-07-03 | |
| 12 | SG Asset Finance (Hong Kong) Limited | Rep | Automated trading services | 2003-07-03 | |
| 13 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2003-07-03 | |
| 14 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-11 | 2004-01-07 |
| 15 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2003-07-11 | 2004-01-07 |
| 16 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2004-01-13 | 2004-02-09 |
| 17 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Dealing in securities | 2004-01-13 | 2004-02-09 |
| 18 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-01-13 | 2004-02-09 |
| 19 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-01 | 2006-01-31 |
| 20 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2004-03-01 | 2006-01-31 |
| 21 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-02-03 | 2008-11-03 |
| 22 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-02-03 | 2008-11-03 |
| 23 | SANFULL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-11-20 | |
| 24 | SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2008-11-20 |
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