Hung, Chi Ming (SFC:AAF685) 熊志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | Rep | Advising on securities | 2004-07-27 | 2005-03-16 | Rep | Asset management | 2004-07-27 | 2007-08-06 | Rep | Dealing in securities | 2004-07-27 | 2007-08-06 |
| 2 | CITIC Securities Brokerage (HK) Limited | RO | Advising on corporate finance | 2004-03-11 | RO | Automated trading services | 2004-03-11 | RO | Advising on securities | 2004-06-10 | RO | Asset management | 2004-06-10 | RO | Dealing in securities | 2004-06-10 | Rep | Advising on securities | 2004-06-10 | 2004-07-13 | Rep | Asset management | 2004-06-10 | 2004-07-13 | Rep | Dealing in securities | 2004-06-10 | 2004-07-13 |
| 3 | SANFULL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-02-13 | |
| 4 | SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-14 |
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