Chau, Keith Hon Kit 周漢傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2006-05-22 | 2013-02-28 |
| 2 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2004-02-24 | 2023-05-16 | Rep | Dealing in securities | 2023-08-24 |
| 3 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2004-02-24 | 2011-09-30 |
| 4 | Sino-Rich Securities & Futures Limited | Rep | Advising on corporate finance | 2004-01-28 | Rep | Advising on securities | 2004-01-28 | Rep | Asset management | 2004-01-28 | Rep | Dealing in securities | 2004-02-12 |
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