Chau, Shun To 周頌滔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-02-25 | 2015-03-20 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-02-25 | 2015-03-20 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-02-25 | 2015-03-20 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-03-31 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-03-31 | |
| 6 | SBI China Capital Commodities Limited | Rep | Advising on futures contracts | 2003-07-16 | Rep | Asset management | 2013-02-16 | Rep | Dealing in futures contracts | 2013-02-16 |
| 7 | SBI China Capital Financial Services Limited | Rep | Advising on corporate finance | 2003-07-16 | Rep | Advising on securities | 2003-07-16 | Rep | Asset management | 2005-02-23 | Rep | Dealing in securities | 2013-02-16 | Rep | Asset management | 2008-09-23 | 2013-02-16 |
| 8 | SBI China Capital Securities Limited | Rep | Advising on corporate finance | 2003-07-16 | Rep | Advising on securities | 2003-07-16 | Rep | Asset management | 2011-09-30 | Rep | Dealing in securities | 2011-09-30 |
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