Chau, Shun To 周頌滔

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2015-03-31
2 KGI ASIA LIMITED Rep Dealing in securities 2017-10-03
3 SBI China Capital Commodities Limited Rep Advising on futures contracts 2003-07-16
4 SBI China Capital Financial Services Limited Rep Advising on corporate finance 2003-07-16
5 SBI China Capital Financial Services Limited Rep Advising on securities 2003-07-16
6 SBI China Capital Securities Limited Rep Advising on corporate finance 2003-07-16
7 SBI China Capital Securities Limited Rep Advising on securities 2003-07-16
8 SBI China Capital Financial Services Limited Rep Asset management 2005-02-23
9 SBI China Capital Securities Limited Rep Asset management 2011-09-30
10 SBI China Capital Securities Limited Rep Dealing in securities 2011-09-30
11 SBI China Capital Commodities Limited Rep Asset management 2013-02-16
12 SBI China Capital Commodities Limited Rep Dealing in futures contracts 2013-02-16
13 SBI China Capital Financial Services Limited Rep Dealing in securities 2013-02-16
14 SBI China Capital Financial Services Limited Rep Asset management 2008-09-23 2013-02-16
15 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2013-02-25 2015-03-20
16 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2013-02-25 2015-03-20
17 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2013-02-25 2015-03-20
18 KGI ASIA LIMITED Rep Dealing in securities 2015-03-31 2017-10-02

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