Kan, Simon Kiu Dick 簡僑迪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-07-31 | 2009-08-03 |
2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-07-31 | 2009-08-03 |
3 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2010-05-03 | 2013-02-28 |
4 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2009-08-10 | 2013-04-26 |
5 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2009-08-10 | 2011-09-30 |
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