Lui, Alvin Man Wah 呂文華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-02-24 | 2010-10-18 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-04 | 2010-10-18 |
| 3 | Imperium International Asset Management Limited | RO | Advising on futures contracts | 2018-04-04 | RO | Advising on securities | 2018-04-04 | RO | Asset management | 2018-04-04 |
| 4 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2018-04-04 | RO | Dealing in futures contracts | 2018-04-04 | RO | Dealing in securities | 2018-04-04 |
| 5 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2010-10-19 | 2012-10-05 |
| 6 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2010-10-19 | 2012-10-05 |
| 7 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2010-10-19 | 2011-09-30 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-11-26 | 2008-11-14 |
| 9 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-12-12 | 2009-06-03 |
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