Kaufmann, Michael (SFC:AWY542)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENG YUAN SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-17 | 2011-12-30 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-03-15 | 2011-07-13 |
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