Hus, Chia Ching 徐嘉慶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Pinnacle Equity Management Limited | Rep | Advising on securities | 2023-11-07 | 2023-11-30 | Rep | Asset management | 2023-11-07 | 2023-11-30 | RO | Advising on securities | 2023-11-30 | RO | Asset management | 2023-11-30 |
| 2 | Core Capital Securities Limited | Rep | Dealing in securities | 2020-07-09 | 2021-11-12 | RO | Dealing in securities | 2021-11-12 | 2022-08-31 |
| 3 | Global Finance Asset Management Limited | RO | Advising on securities | 2022-09-09 | 2023-09-30 | RO | Asset management | 2022-09-09 | 2023-09-30 |
| 4 | JT CAPITAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-01-16 | 2018-02-20 | Rep | Asset management | 2018-01-16 | 2018-02-20 | Rep | Dealing in securities | 2018-01-16 | 2018-02-20 | RO | Dealing in securities | 2018-02-20 | 2020-12-16 | RO | Advising on securities | 2018-02-20 | 2022-08-31 | RO | Asset management | 2018-02-20 | 2022-08-31 |
| 5 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | RO | Advising on securities | 2009-06-29 | 2010-12-11 | RO | Asset management | 2009-06-29 | 2010-12-11 | RO | Dealing in securities | 2009-06-29 | 2010-12-11 |
| 6 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2011-01-06 | 2011-02-14 | Rep | Asset management | 2011-01-06 | 2011-02-14 | RO | Advising on securities | 2011-02-14 | 2017-06-30 | RO | Asset management | 2011-02-14 | 2017-06-30 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-01-06 | 2017-06-30 |
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