Chan, Philip (SFC:ACA716) 陳菲臘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2008-07-08 | 2013-02-28 | Rep | Asset management | 2008-07-08 | 2013-02-28 |
| 2 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | Advising on corporate finance | 2004-03-05 | RO | Advising on securities | 2012-09-03 | Rep | Advising on securities | 2012-09-03 | 2013-02-28 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-03-18 | 2013-02-28 |
| 4 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2018-11-14 | Rep | Dealing in securities | 2018-11-14 | Rep | Asset management | 2019-04-18 |
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