Yick, Winsome Kit Sum 易潔心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2006-10-20 | 2008-07-19 | Rep | Dealing in securities | 2006-10-20 | 2008-07-19 |
| 2 | Changjiang Asset Management (HK) Limited | Rep | Advising on securities | 2012-01-16 | 2014-06-06 | Rep | Asset management | 2012-01-16 | 2014-06-06 |
| 3 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-04-02 | 2014-06-06 |
| 4 | FORMAX ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-06-27 | 2014-10-31 | RO | Asset management | 2014-10-31 | 2017-02-03 |
| 5 | FORMAX SECURITIES LIMITED | Rep | Dealing in securities | 2015-12-11 | 2017-02-03 |
| 6 | GIP Partners Limited | Rep | Advising on securities | 2009-05-22 | 2009-06-24 | Rep | Asset management | 2009-05-22 | 2009-06-24 |
| 7 | GRAND FUND HONG KONG MANAGEMENT LIMITED | RO | Asset management | 2017-02-06 | 2020-02-29 |
| 8 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2009-07-02 | 2012-01-01 | Rep | Asset management | 2009-07-02 | 2012-01-01 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-07-27 | 2012-01-01 |
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