Tsui, Ivan Chi Wai 徐志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Dealing in securities | 2005-08-01 | 2005-08-02 | Rep | Dealing in futures contracts | 2005-08-01 | 2009-07-01 | RO | Dealing in securities | 2005-08-02 | 2006-03-17 |
| 2 | CORPORATE BROKERS LIMITED | Rep | Advising on corporate finance | 2003-07-21 | Rep | Advising on securities | 2003-07-21 | Rep | Asset management | 2003-07-21 | Rep | Automated trading services | 2003-07-21 | Rep | Dealing in securities | 2003-07-22 |
| 3 | CORPORATE COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-07-21 | Rep | Asset management | 2003-07-21 | Rep | Dealing in futures contracts | 2003-07-22 |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-06-29 | 2010-09-24 | RO | Dealing in futures contracts | 2010-09-24 | 2023-09-12 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-06-29 | 2020-05-22 | RO | Dealing in securities | 2020-05-22 | 2023-09-12 |
| 6 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2003-07-22 | 2005-07-27 |
| 7 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-22 | 2005-07-27 |
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