Au, Cheuk Fan 區焯凡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2024-02-08 | |
2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2024-02-08 | |
3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2003-11-30 | |
4 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Asset management | 2003-11-30 | |
5 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Automated trading services | 2003-11-30 | |
6 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2003-11-30 | |
7 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2003-11-30 | |
8 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2003-11-30 | |
9 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Asset management | 2003-11-30 | |
10 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Automated trading services | 2003-11-30 | |
11 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2003-11-30 | |
12 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-05-28 | 2023-12-29 |
13 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-05-28 | 2023-12-29 |
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