Chan, Ka Lok (SFC:ABT082) 陳家樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALPHA FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2005-01-21 | Rep | Asset management | 2005-01-21 | Rep | Dealing in futures contracts | 2008-01-11 |
| 2 | ALPHA SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2005-01-21 | Rep | Advising on securities | 2005-01-21 | Rep | Asset management | 2005-01-21 | Rep | Dealing in securities | 2008-01-11 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-01-23 | 2023-08-31 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-01-23 | 2023-08-31 |
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