Chau, Thomas Ching On 周靖安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-25 | Rep | Advising on securities | 2003-07-25 | Rep | Asset management | 2003-07-25 | Rep | Dealing in securities | 2003-07-25 |
| 2 | PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2003-07-25 | Rep | Asset management | 2003-07-25 | Rep | Dealing in futures contracts | 2003-07-25 |
| 3 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-21 | 2009-01-31 |
| 4 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-24 | 2009-01-31 |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-02-03 | |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-02-03 |
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