Cheng, Lok Wai 鄭洛煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Advising on securities | 2021-11-01 | 2021-11-08 | Rep | Dealing in securities | 2021-11-01 | 2021-11-08 | RO | Advising on securities | 2021-11-08 | 2022-12-31 | RO | Dealing in securities | 2021-11-08 | 2022-12-31 |
| 2 | CHEONG LEE SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-02-21 | 2014-07-31 | Rep | Dealing in securities | 2014-02-21 | 2014-07-31 |
| 3 | China-Hong Kong Connect International Securities Limited | RO | Dealing in securities | 2024-03-01 | |
| 4 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-03-02 | 2011-04-28 |
| 5 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2006-09-11 | 2011-04-28 |
| 6 | Kirin Securities Limited | RO | Advising on securities | 2018-07-09 | 2020-03-04 | RO | Dealing in securities | 2018-07-09 | 2020-03-04 |
| 7 | Livermore Holdings Limited | RO | Dealing in securities | 2021-03-05 | 2021-07-09 |
| 8 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-05-03 | 2012-04-18 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-05-03 | 2012-04-18 |
| 10 | VMI Securities Limited | Rep | Dealing in securities | 2023-02-21 | 2023-03-22 | RO | Dealing in securities | 2023-03-22 | 2023-09-22 |
| 11 | W. Falcon Asset Management (Asia) Limited | Rep | Dealing in securities | 2014-08-04 | 2015-09-24 | Rep | Advising on securities | 2014-09-01 | 2015-12-14 | RO | Dealing in securities | 2015-09-24 | 2018-01-10 | RO | Advising on securities | 2015-12-14 | 2018-01-10 |
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