Chiu, Ronnie Yuk Fai 趙玉輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-09-10 | 2009-02-14 |
| 2 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-13 | 2009-02-14 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-02-16 | 2023-12-29 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-02-16 | 2023-12-29 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2024-01-31 | Rep | Dealing in securities | 2024-01-31 |
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