Hau, Ka Yui 侯嘉耀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2014-12-11 2015-02-13
2 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2014-12-11 2015-02-13
3 FULBRIGHT FUTURES LIMITED Rep Dealing in futures contracts 2013-12-18 2014-10-31
4 FULBRIGHT SECURITIES LIMITED Rep Dealing in securities 2013-12-18 2014-10-31
5 GUOYUAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2015-03-06 2015-11-30
6 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Rep Dealing in securities 2015-03-06 2015-11-30
7 HUA NAN SECURITIES (HK) LIMITED RO Dealing in securities 2017-12-05 2022-04-21
8 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2003-12-24 2013-12-10
9 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2003-12-24 2013-12-10

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