Kao, Hiu Hing Stanley 高曉慶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-06-09 | 2016-11-01 |
| 2 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2011-06-09 | 2015-10-29 | RO | Advising on securities | 2015-10-29 | 2022-03-18 | RO | Advising on futures contracts | 2017-02-22 | 2022-03-18 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-06-09 | 2013-07-08 |
| 4 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-04 | 2009-08-31 |
| 5 | YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-01-13 | 2011-05-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy