Kwai, Ida Yee Man 桂綺雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-09-06 | |
2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-09-06 | |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2003-09-06 | |
4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Asset management | 2003-09-06 | |
5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Asset management | 2003-09-06 | |
6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-06 | |
7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-09-06 | |
8 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-26 | 2009-03-01 |
9 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-03-02 | |
10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-09-06 | |
11 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-18 | 2009-03-01 |
12 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-03-02 |
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