Kwok, Ka Chiu 郭家昭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2011-10-25 | 2021-06-30 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-08-17 | 2010-06-19 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-08-17 | 2010-06-19 |
| 4 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2021-07-19 | |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-06-29 | 2011-10-19 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-06-29 | 2011-10-19 |
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