Lai, Christine Nga Sze 黎雅詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-05-11 | 2007-06-30 | Rep | Advising on securities | 2006-09-18 | 2007-06-30 |
2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-06-11 | 2006-05-10 | Rep | Dealing in futures contracts | 2009-02-16 |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-06-11 | 2006-05-10 | Rep | Dealing in securities | 2009-02-16 |
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