Lam, Cheuk Fung (SFC:AUZ013) 林卓峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crescendo Greater China Limited | RO | Asset management | 2019-02-15 | 2024-06-07 | RO | Advising on securities | 2021-05-28 | 2024-06-07 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-03-25 | 2011-06-23 | Rep | Leveraged foreign exchange trading | 2010-05-27 | 2011-06-23 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-03-25 | 2011-06-23 |
| 4 | SBI China Capital Asset Management Limited | Rep | Asset management | 2018-06-28 | 2019-01-31 |
| 5 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2018-06-28 | 2019-01-31 | Rep | Dealing in securities | 2018-06-28 | 2019-01-31 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-07-05 | 2017-07-04 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-07-05 | 2017-07-04 |
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