Lam, Lok Kay 林樂其
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-21 | Rep | Asset management | 2003-08-21 | Rep | Automated trading services | 2003-08-21 | Rep | Dealing in futures contracts | 2004-10-26 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-21 | Rep | Advising on securities | 2003-08-21 | Rep | Asset management | 2003-08-21 | Rep | Automated trading services | 2003-08-21 | Rep | Dealing in securities | 2004-10-26 | Rep | Leveraged foreign exchange trading | 2004-01-28 | 2004-10-26 |
| 3 | iBest Securities Company Limited | Rep | Advising on corporate finance | 2003-08-21 | Rep | Advising on securities | 2003-08-21 | Rep | Asset management | 2003-08-21 | Rep | Dealing in securities | 2004-10-26 |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-05-19 | 2018-09-23 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-05-19 | 2018-09-23 |
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