Lam, Maat Sheung Chiu 林襄潮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Duncan Futures Limited | Rep | Dealing in futures contracts | 2014-11-13 | 2021-05-14 |
| 2 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2022-06-06 | 2022-09-23 | Rep | Dealing in securities | 2022-06-06 | 2022-09-23 | Rep | Asset management | 2022-06-06 | 2023-05-12 | RO | Advising on securities | 2022-09-23 | 2023-05-12 | RO | Dealing in securities | 2022-09-23 | 2023-05-12 |
| 3 | FWD Financial Planning Limited (HK) | RO | Advising on securities | 2025-02-04 | RO | Dealing in securities | 2025-02-04 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-07-15 | 2014-11-03 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-07-15 | 2014-11-03 |
| 6 | Mason Securities Limited | Rep | Dealing in securities | 2014-11-13 | 2021-05-14 |
| 7 | SDHG International Securities Limited | Rep | Dealing in securities | 2021-07-07 | 2021-08-16 | RO | Dealing in securities | 2021-08-16 | 2021-11-06 |
| 8 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-05-20 | 2013-07-03 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-02-04 | 2013-07-03 |
| 10 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Dealing in futures contracts | 2021-11-16 | 2021-12-13 | Rep | Dealing in securities | 2021-11-16 | 2022-04-29 | RO | Dealing in futures contracts | 2021-12-13 | 2022-04-29 |
| 11 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | Dealing in securities | 2019-06-24 | 2021-05-14 |
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