Lam, Ronald Shu Lok 林樹樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2003-06-25 | Rep | Automated trading services | 2004-03-11 | Rep | Advising on securities | 2005-07-14 | Rep | Asset management | 2005-07-14 | Rep | Dealing in securities | 2005-07-14 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-07-24 | RO | Dealing in futures contracts | 2003-07-24 | 2004-06-10 | Rep | Dealing in futures contracts | 2004-06-10 | 2005-07-14 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-07-19 | |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-07-19 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy