Lau, Chi Yung (SFC:AOY348) 劉智勇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-11-26 | 2019-03-26 |
| 2 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-11-26 | 2019-03-26 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-05-25 | 2007-11-01 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-25 | 2007-11-01 |
| 5 | SHACOM FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-04-23 | Rep | Advising on futures contracts | 2020-09-18 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-11-08 | 2018-10-31 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-11-08 | 2018-10-31 |
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