Lau, Tung Shing 劉東成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-02-12 | 2007-08-07 |
| 2 | ICBC (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-03 | 2019-06-30 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-07-06 | 2011-10-01 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-09-24 | 2011-10-01 |
| 5 | SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | Rep | Dealing in securities | 2007-09-10 | 2011-10-01 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-10-30 | 2003-12-07 |
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