Leung, Judy Hoi Yan 梁凱恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Asset management | 2013-07-03 | 2015-05-30 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-04-10 | 2015-05-30 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-04-10 | 2015-05-30 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2012-11-15 | 2013-03-31 | Rep | Asset management | 2012-11-15 | 2013-03-31 | Rep | Dealing in securities | 2012-11-15 | 2013-03-31 |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-03-06 | 2012-10-05 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-09-12 | 2012-10-05 |
| 7 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2003-06-12 | 2005-02-04 |
| 8 | VICTORFIELD SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-06-12 | Rep | Advising on securities | 2003-06-12 | Rep | Asset management | 2003-06-12 | Rep | Dealing in securities | 2003-06-12 |
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