Leung, Siu Mui 梁少梅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-21 | 2008-11-03 |
2 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-15 | 2008-11-03 |
3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-06-10 | Rep | Asset management | 2003-06-10 | Rep | Dealing in futures contracts | 2003-06-12 | Rep | Dealing in futures contracts | 2008-11-05 |
4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-06-10 | Rep | Advising on securities | 2003-06-10 | Rep | Asset management | 2003-06-10 | Rep | Automated trading services | 2003-06-12 | Rep | Dealing in securities | 2003-06-12 | Rep | Dealing in securities | 2008-11-05 |
5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-06-16 | 2003-09-10 |
6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-06-16 | 2003-09-10 |
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