Liu, Wei (SFC:AUS655) 劉偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2021-08-19 | |
| 2 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-05-10 | 2019-11-08 | RO | Dealing in futures contracts | 2019-11-08 | 2021-12-13 |
| 3 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-05-10 | 2019-11-08 | RO | Dealing in securities | 2019-11-08 | RO | Advising on securities | 2024-01-31 |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-01-19 | 2018-02-02 | RO | Dealing in futures contracts | 2018-02-02 | 2019-04-18 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-02-17 | 2018-02-02 | RO | Dealing in securities | 2018-02-02 | 2019-04-18 |
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