Ma, Hau Wing 馬孝榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | ||
| 2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-11-11 | |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-17 | |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2004-06-17 | |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Asset management | 2004-06-17 |
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